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Compliance Companion (UK Financial Advisers)

A UK finance regulation and compliance guide for professionals.

Ratings
-
Conversions
20+
Author
@M Roberts
Links
Website
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Compliance Companion (UK Financial Advisers) conversion historical statistics

Welcome message
Hello, I'm here to assist with UK financial regulations and compliance!

Features and Functions

  • File attachments: You can upload files to this GPT.

Conversion Starters

  • How does GDPR affect client data handling?
  • Explain the latest FCA guidelines.
  • What are the compliance steps for a new financial product?
  • Can you summarize MiFID II requirements?

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